Business

Sebi penalises SMC Global Securities for compliance lapses

The market watchdog found that SMC Global Securities had not maintained appropriate pre-order placement records for certain clients and could not provide relevant records for multiple orders, Sebi said

· 10/2/2026, 10:55:25 AM· 2 min read
Sebi penalises SMC Global Securities for compliance lapses
The market watchdog found that SMC Global Securities had not maintained appropriate pre-order placement records for certain clients and could not provide relevant records for multiple orders, Sebi said
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